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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Allen is a financial advisor with Cetera Investment Advisers LLC. Dennis has been in the financial industry since 2005 and holds the Series 6, 7, 63, and 65 licenses. Dennis is a Certified Financial Planner, and has a background in accounting and tax preparation. Dennis provides financial planning, portfolio management, pension consulting, and educational seminars. Dennis's firm manages over $100 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (GLENSIDE PA)
VT
04/16/1998 - 03/15/2000
EQUITY SERVICES, INC. (MONTPELIER VT)
TX
01/21/1998 - 04/13/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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