Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis McCann is a financial professional with over 25 years of experience in the securities industry. Dennis is currently registered with UBS Financial Services Inc. in Weehawken, NJ. Previously, Dennis was registered with UBS Securities LLC and UBS Financial Services Inc. Dennis holds the Series 7, Series 24 and SIE licenses. He is also a registered principal. Dennis's specializations include securities, investment advisory, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/29/2017 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
06/30/2010 - 06/29/2017
UBS SECURITIES LLC (NEW YORK NY)
NJ
01/20/1995 - 08/06/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 08/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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