Unclaimed
Dennis Maxwell Nicholson is a financial advisor with Fidelity Brokerage Services LLC. Dennis has been a registered representative in the securities industry for over 10 years. Dennis has a Series 7, Series 63, and SIE. Dennis is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
01/01/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 01/10/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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