Unclaimed
Dennis Grosse is a financial advisor with Cambridge Investment Research, Inc. Dennis has been in the financial services industry since December 1973. Dennis has experience in serving clients with a variety of financial needs. Dennis has a Series 7TO, Series 63, and Series 26 license. Dennis is registered in Colorado, Illinois, Indiana, Michigan, Ohio, Oklahoma, and Texas. Dennis previously worked at THE O.N. EQUITY SALES COMPANY, SUNSET FINANCIAL SERVICES, INC., NEXT FINANCIAL GROUP, INC., LOCUST STREET SECURITIES, INC., CHUBB SECURITIES CORPORATION, MIDAMERICA MANAGEMENT CORPORATION, HARTFORD EQUITY SALES COMPANY INC., TRAVELERS EQUITIES SALES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MI
06/16/2015 - Present
Cambridge Investment Research, Inc. (THREE OAKS MI)
MI
05/25/2011 - 06/17/2015
THE O.N. EQUITY SALES COMPANY (THREE OAKS MI)
MI
01/31/2006 - 05/26/2011
SUNSET FINANCIAL SERVICES, INC. (THREE OAKS MI)
MI
09/28/2004 - 02/08/2006
NEXT FINANCIAL GROUP, INC. (THREE OAKS MI)
MO
09/10/1996 - 09/29/2004
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
IA
07/15/1992 - 09/10/1996
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IN
01/16/1990 - 07/21/1992
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
IA
08/01/1988 - 01/27/1990
MIDAMERICA MANAGEMENT CORPORATION (CEDAR RAPIDS IA)
CT
03/02/1976 - 11/17/1988
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
04/08/1974 - 04/11/1976
TRAVELERS EQUITIES SALES, INC.
NA
12/24/1973 - 04/21/1974
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
12/24/1973 - 04/21/1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BC
Issued 04/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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