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Dennis M Pegg

PFS Investments Inc.

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About Dennis M Pegg

Dennis Pegg is a financial professional with over 17 years of experience in the industry. Dennis is a registered representative with PFS Investments Inc., which has a focus on financial planning and portfolio management for individuals. Dennis has successfully completed the Series 6, 26 and 51 exams as well as the SIE and Series 99TO exams.

Firm Information

Dennis Pegg is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Pegg’s Registration & Firm History

GA

02/14/2006 - Present

PFS Investments Inc. (DULUTH GA)

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Licenses & Designations

BC

Issued 05/21/2007

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 03/13/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis M Pegg.
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