Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Curtin is a financial professional with over 27 years of experience in the industry. Dennis is currently registered with J.P. Morgan Prime Inc. and J.P. Morgan Securities LLC, both of which are active Broker-Dealers and Investment Advisors. Dennis has held previous positions at J.P. Morgan Securities Inc. and Liberty Brokerage Inc. Dennis holds the Series 4, 7, 10, 24, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2024 - Present
J.p. Morgan Prime Inc. (NEW YORK NY)
NY
03/28/2002 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
02/13/2001 - 04/03/2001
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
NJ
08/05/1994 - 11/21/2000
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
BC
Issued 11/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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