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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lynn Latham is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Easley, SC. Dennis has been in the financial services industry for over 20 years, and has experience working with individual investors, corporations and institutions. Dennis is registered with the Securities and Exchange Commission (SEC) and holds FINRA Series 7 and Series 66 licenses, as well as the SIE designation. Dennis Lynn Latham is committed to providing personalized financial advice to help clients achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SC
01/27/2022 - Present
Raymond James Financial Services Advisors, Inc. (EASLEY SC)
SC
04/05/2016 - 11/13/2017
LPL FINANCIAL LLC (EASLEY SC)
SC
07/05/2010 - 04/05/2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EASLEY SC)
SC
11/30/2009 - 06/08/2010
SUMMIT BROKERAGE SERVICES, INC. (GREENVILLE SC)
SC
01/03/2006 - 12/16/2009
PROEQUITIES, INC. (GREENVILLE SC)
MA
07/02/2003 - 12/31/2005
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
01/01/2002 - 07/15/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
08/16/2000 - 01/01/2002
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MA
11/01/1999 - 09/07/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/01/1999 - 09/07/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
12/08/1997 - 10/26/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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