Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Loehr Barry is a financial professional with over 17 years of experience in the securities industry. Dennis has held roles at a variety of firms including Morgan Stanley and FBR Capital Markets. Currently, Dennis is a Registered Representative at Needham & Company, LLC, where he has been employed since 2017. Dennis holds the Series 3, 7, 24, 55, 57TO and SIE licenses and the Series 63 state registration. Dennis is registered in twelve states and has extensive experience in the financial markets, including equity trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
10/04/2017 - Present
Needham & Company, LLC (NEW YORK NY)
NY
07/31/2013 - 09/05/2017
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
08/15/2005 - 07/25/2013
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
BC
Issued 08/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/05/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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