Unclaimed
Dennis Leroy Marach is a financial advisor at LPL Financial LLC. Dennis has been in the financial industry for over 40 years and has a diverse range of experience. Dennis is registered as a broker-dealer and investment advisor in multiple states. Dennis has been a General Securities Principal since 2006 and has a broad range of experience working with various financial institutions. Dennis is dedicated to providing comprehensive financial planning and advisory services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/23/2020 - Present
LPL Financial LLC (SCHAUMBURG IL)
IL
08/18/2000 - 02/09/2006
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
IL
02/01/1999 - 08/24/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/07/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
01/31/1995 - 03/06/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
10/13/1994 - 02/03/1995
HAMILTON INVESTMENTS, INC.
CA
05/25/1990 - 10/10/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
NY
03/09/1988 - 06/19/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/11/1983 - 03/23/1988
DEAN WITTER REYNOLDS INC.
NA
04/19/1983 - 12/19/1983
PPS SECURITIES CORP.
NA
07/29/1982 - 10/08/1983
HOME LIFE EQUITY SALES CORP.
NA
03/22/1983 - 06/17/1983
OGILVIE & TAYLOR SECURITIES CORPORATION
IA
Issued 02/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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