Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lee Zaplin is a financial advisor at LPL Financial LLC. Dennis has been in the financial services industry for over 20 years and has extensive experience in providing investment advice to individuals and families. Dennis holds Series 63, 65 and 7 securities licenses and is registered with FINRA and the Securities and Exchange Commission (SEC). Dennis has a strong understanding of the financial markets and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
04/09/2019 - Present
LPL Financial LLC (LIVINGSTON NJ)
NJ
10/01/2012 - 04/12/2019
J.P. MORGAN SECURITIES LLC (WEST CALDWELL NJ)
NJ
04/16/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (VERONA NJ)
NJ
10/06/2006 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NJ
06/02/2004 - 10/18/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (SHORT HILLS NJ)
NY
05/31/2002 - 06/03/2004
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 02/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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