Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Southern has been in the financial industry since February 12, 1991. Dennis is currently registered with Saybrus Equity Services, LLC in Hartford, CT. Dennis has previously been registered with Innovation Partners LLC, American Equity Capital, Inc., Oberweis Securities, Inc., Geneva Securities, Inc., Brenton Investments, Inc., and Piper Jaffray Inc.. Dennis is licensed to sell securities in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
09/23/2021 - Present
Saybrus Equity Services, LLC (HARTFORD CT)
NC
12/19/2017 - 09/29/2021
INNOVATION PARTNERS LLC (CHARLOTTE NC)
IA
06/24/2009 - 07/24/2017
AMERICAN EQUITY CAPITAL, INC. (WEST DES MOINES IA)
IA
04/22/2008 - 10/16/2008
AMERICAN EQUITY CAPITAL, INC. (WEST DES MOINES IA)
IA
11/01/1999 - 10/26/2007
OBERWEIS SECURITIES, INC. (MARSHALLTOWN IA)
IL
03/19/1999 - 11/01/1999
GENEVA SECURITIES,INC. (SCHAUMBURG IL)
MN
08/24/1992 - 03/15/1999
BRENTON INVESTMENTS, INC. (PLYMOUTH MN)
MN
09/19/1989 - 09/09/1992
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 10/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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