Unclaimed
Dennis Lee Koons is an investment advisor representative with Raymond James Financial Services Advisors, Inc., with over 30 years of experience in the financial services industry. Dennis has been registered with the Securities and Exchange Commission since 1991 and is licensed to offer financial advice in Maryland, Pennsylvania, Delaware, Florida, Virginia, West Virginia, South Carolina and Tennessee. Dennis specializes in portfolio management, financial planning, and providing educational seminars for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
02/11/2019 - Present
Raymond James Financial Services Advisors, Inc. (HAGERSTOWN MD)
MD
10/20/2006 - 10/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HAGERSTOWN MD)
MD
09/16/2005 - 10/23/2006
MORGAN STANLEY DW INC. (FREDERICK MD)
MD
01/08/1999 - 09/28/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
11/07/1991 - 01/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Koons is the right advisor for you? Invested Better is here to help.