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Dennis Lee Hooper

Capital Client Group, Inc.

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About Dennis Lee Hooper

Dennis Hooper is a financial advisor registered with Capital Client Group, Inc. Dennis has been working in the financial industry since May 2015. Dennis holds the Series 63, SIE and Series 7 licenses and is registered in multiple states. Dennis is a Chartered Financial Analyst (CFA).

Firm Information

Dennis Hooper is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Dennis Hooper’s Registration & Firm History

CA

06/07/2021 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

OH

05/21/2015 - 07/24/2017

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

FL

04/28/2015 - 05/13/2015

AMERIPRISE FINANCIAL SERVICES, INC. (ORLANDO FL)

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Licenses & Designations

BC

Issued 06/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Lee Hooper.
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