Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Lee Harvey is a financial professional with over 25 years of experience in the industry. Dennis has been a registered representative with MML Investors Services, LLC since December 2011. Prior to that, Dennis held positions at Nationwide Securities, LLC, Farmers Financial Solutions, LLC, Allstate Financial Services, LLC, Hartford Equity Sales Company Inc., Liberty Securities Corporation and The Equitable Life Assurance Society of the United States. Dennis has held various licenses and certifications including Series 6, 7, 24, 51 and 63. Dennis is a registered representative in Virginia and is able to offer a range of financial products and services to clients. Dennis's background includes experience in the areas of financial planning, portfolio management for businesses and individuals, asset allocation programs, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
VA
12/15/2011 - Present
MML Investors Services, LLC (VIRGINIA BEACH VA)
VA
03/01/2011 - 12/16/2011
NATIONWIDE SECURITIES, LLC (VIRGINIA BEACH VA)
VA
11/08/2007 - 07/06/2010
FARMERS FINANCIAL SOLUTIONS, LLC (FREDERICKSBURG VA)
VA
01/05/2000 - 07/30/2007
ALLSTATE FINANCIAL SERVICES, LLC (WILLIAMSBURG VA)
NA
08/13/1992 - 08/24/1993
HARTFORD EQUITY SALES COMPANY INC.
NA
02/23/1988 - 08/18/1992
LIBERTY SECURITIES CORPORATION
NA
03/28/1985 - 02/10/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 03/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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