Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Wood has been a registered investment advisor for over 29 years, having entered the industry on August 8, 1994. Dennis is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has offices in Fort Smith, Arkansas. Dennis holds the Series 7, Series 31, and Series 63 licenses. Dennis is also a registered investment advisor in 22 states, including Arkansas, Texas, Alabama, Alaska, California, Colorado, District of Columbia, Florida, Georgia, Indiana, Kentucky, Michigan, Mississippi, Missouri, New York, Oklahoma, Pennsylvania, Tennessee, Utah, Virginia, and Washington. Dennis has a wide range of experience in the financial services industry, including experience in portfolio management for individuals, businesses, and investment companies. Dennis also provides financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
09/22/1999 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT SMITH AR)
IA
Issued 01/24/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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