Unclaimed
Dennis L. Gump is an investment advisor representative, registered with Fidelity Personal And Workplace Advisors. Dennis L. Gump has been in the industry since 2008 and is licensed in 53 states. Dennis L. Gump has been associated with Fidelity Personal And Workplace Advisors since July 2018. Dennis L. Gump's firm Fidelity Personal And Workplace Advisors manages over $818,776,100,963 in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/25/2021 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
PA
10/01/2013 - 07/01/2014
CCO INVESTMENT SERVICES CORP. (CANONSBURG PA)
PA
06/13/2013 - 10/04/2013
INVESTORS CAPITAL CORP. (CANONSBURG PA)
PA
03/01/2012 - 02/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSBURGH PA)
PA
07/01/2010 - 02/22/2012
LPL FINANCIAL LLC (HOUSTON PA)
PA
07/30/2008 - 06/17/2010
PNC INVESTMENTS (BETHEL PARK PA)
PA
11/30/2007 - 06/25/2008
NEW ENGLAND SECURITIES (PITTSBURGH PA)
BOTH
Issued 07/16/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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