Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Klees is a financial advisor currently registered with Fidelity Personal and Workplace Advisors. Dennis has been in the financial services industry since February 1995. Dennis has experience with Fidelity Personal and Workplace Advisors and previously worked at TD Ameritrade, Charles Schwab & Co., The Dreyfus Service Corporation, Paine Webber Incorporated and Kidder, Peabody & Co. Incorporated. Dennis specializes in retirement planning, financial planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/13/2022 - Present
Fidelity Personal AND Workplace Advisors (SOUTHLAKE TX)
NE
08/22/2011 - 10/07/2021
TD AMERITRADE, INC. (OMAHA NE)
NY
11/24/1998 - 08/25/2011
CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)
NY
09/19/1996 - 10/30/1998
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
09/12/1994 - 09/26/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
02/23/1994 - 09/12/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 11/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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