Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Kim is a registered representative with Wells Fargo Securities, LLC, licensed to provide investment advice in 53 states. Dennis Kim has been in the securities industry since May 17, 2018 and has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79) and the Uniform Securities Agent State Law Examination (Series 63). Dennis Kim is currently registered with the Financial Industry Regulatory Authority (FINRA) and is also registered as a broker-dealer in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2018 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 02/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Dennis Kim is the right advisor for you? Invested Better is here to help.
