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Dennis K Regan

John Hancock Investment Management LLC

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About Dennis K Regan

Dennis K Regan is a financial advisor with over 25 years of experience in the industry. Dennis is currently registered with John Hancock Investment Management LLC and is licensed in several states. Dennis is also a Registered Investment Advisor representative. Dennis has experience working with individual and institutional clients. In the past, Dennis has worked with John Hancock Distributors LLC, Signator Investors, Inc., John Hancock Funds, Inc., and John Hancock Distributors, Inc. Dennis specializes in portfolio management for individuals and investment companies.

Firm Information

Dennis Regan is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Regan’s Registration & Firm History

MA

11/08/2018 - Present

John Hancock Investment Management LLC (BOSTON MA)

MA

01/01/2005 - 12/31/2012

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

01/01/2002 - 01/01/2005

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

11/12/1998 - 01/01/2002

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

MA

08/15/1997 - 12/03/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 08/28/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/14/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis K Regan.
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