Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Wakely is an investment advisor representative with LPL Enterprise, LLC. Dennis has been in the industry since 1999, working with several firms prior to his current role. Dennis is a registered representative in Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
11/14/2024 - Present
LPL Enterprise, LLC (TAMPA FL)
UT
11/15/2022 - 09/05/2023
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
NJ
01/12/2017 - 05/26/2021
CHARLES SCHWAB & CO., INC. (Bridgewater NJ)
NJ
08/07/2015 - 12/27/2016
PACKERLAND BROKERAGE SERVICES, INC. (Bloomsbury NJ)
NJ
03/07/2014 - 08/10/2015
ONEAMERICA SECURITIES, INC. (BRIDGEWATER NJ)
NJ
11/30/2012 - 03/10/2014
NATIONAL PLANNING CORPORATION (BLOOMSBURY NJ)
NJ
12/12/2003 - 11/27/2012
NATIONAL PLANNING CORPORATION (BLOOMSBURY NJ)
MA
10/23/2002 - 12/31/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/09/1999 - 10/24/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/09/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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