Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Sherlock is a financial advisor with over 20 years of experience in the financial services industry. Dennis is currently registered with Raymond James Financial Services Advisors, Inc. and has held previous positions with Essex National Securities, Inc., John Hancock Funds, LLC, and Signator Investors, Inc. Dennis holds several licenses and certifications, including the Series 6, 7, 63, and 66. Dennis is also a financial advisor for Addison Avenue Investment Services and First Tech Federal Credit Union. Dennis is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MA
05/30/2017 - Present
Raymond James Financial Services Advisors, Inc. (ANDOVER MA)
MA
04/09/2007 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (ANDOVER MA)
MA
11/22/2004 - 04/11/2007
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
05/18/2000 - 11/22/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 03/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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