Unclaimed
Dennis Sauvageau is a financial advisor currently working at PFS Investments Inc. based in CORONA, CA. Dennis has been in the industry since 1984, working in the financial industry for over 38 years. Dennis has experience as a financial advisor and has worked in both Duluth, GA and CORONA, CA. He holds Series 6, 26, and 63 licenses, and has been working with PFS Investments Inc. since 2005. Dennis’s clients consist primarily of individuals, high-net-worth individuals, charitable organizations, and corporations or other businesses. Dennis provides portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
03/31/2005 - Present
PFS Investments Inc. (CORONA CA)
GA
08/17/1984 - 02/04/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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