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Dennis Joseph Murphy

J.w. Cole Financial, Inc.

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About Dennis Joseph Murphy

Dennis Murphy has been in the financial industry since November 25, 1995. He is currently registered with J.w. Cole Financial, Inc. and has been with the firm since August 10, 2021. Previously, Dennis was registered with THE O.N. EQUITY SALES COMPANY, Woodbury Financial Services, Inc., and NYLIFE SECURITIES INC. Dennis has also passed the Series 6, Series 63, and SIE exams. Dennis is registered in California, Colorado, Florida, Kentucky, Minnesota, North Carolina, and Wisconsin.

Firm Information

Dennis Murphy is currently registered with J.w. Cole Financial, Inc.. J.w. Cole Financial, Inc. is a Corporation formed in October 2002 and is registered in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Murphy’s Registration & Firm History

MN

08/10/2021 - Present

J.w. Cole Financial, Inc. (Edina MN)

MN

12/10/2002 - 08/11/2021

THE O.N. EQUITY SALES COMPANY (VADNAIS HTS MN)

MN

12/22/1995 - 10/31/2002

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NY

02/28/1995 - 05/03/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Joseph Murphy. Review regulatory record here.
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