Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Joseph Martin is a financial advisor at Prudential Investment Management Services LLC. Dennis has over 17 years of experience in the financial industry. Dennis is registered to provide securities advice in 52 states and holds Series 7, 24, 63, 99TO and SIE licenses. Dennis also holds a General Securities Principal Examination license. Dennis' previous experience includes working at DWS INVESTMENTS DISTRIBUTORS, INC and DEAM INVESTOR SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/05/2013 - Present
Prudential Investment Management Services LLC (Newark NJ)
NY
05/31/2011 - 01/16/2013
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NY
10/04/2005 - 05/31/2011
DEAM INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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