Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Herbert is a financial professional with over 15 years of experience in the industry. Dennis is currently registered with ADP Broker-Dealer, Inc. and is licensed to sell securities in all 50 states, the District of Columbia, and the Virgin Islands. Prior to joining ADP Broker-Dealer, Inc., Dennis worked at H.D. VEST INVESTMENT SERVICES. Dennis holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/12/2013 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
PA
12/13/2006 - 12/31/2011
H.D. VEST INVESTMENT SERVICES (QUAKERTOWN PA)
BC
Issued 12/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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