Unclaimed
Dennis John Keyser is a financial advisor associated with LPL Financial LLC. Dennis has been in the industry since 2000. Dennis has Series 6, 7, 63, and 65 licenses and holds the SIE certification. Dennis provides financial planning services, pension consulting, educational seminars, and portfolio management for individuals and businesses. In addition to LPL Financial LLC, Dennis has held previous positions at Infinex Investments, Inc., Key Investment Services LLC, M&T Securities, Inc., Vanguard Marketing Corporation, Prudential Investment Management Services LLC, and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/06/2024 - Present
LPL Financial LLC (QUAKERTOWN PA)
PA
10/31/2022 - 08/07/2023
INFINEX INVESTMENTS, INC. (MALVERN PA)
MA
03/20/2020 - 07/18/2022
LPL FINANCIAL LLC (CHICOPEE MA)
CT
10/02/2018 - 03/23/2020
INFINEX INVESTMENTS, INC. (Somers CT)
PA
09/05/2017 - 10/17/2018
M&T SECURITIES, INC. (BIRDSBORO PA)
PA
12/12/2016 - 08/14/2017
KEY INVESTMENT SERVICES LLC (Exton PA)
PA
03/28/2016 - 12/09/2016
INFINEX INVESTMENTS, INC. (Wyomissing PA)
PA
08/03/2010 - 04/22/2016
LPL FINANCIAL LLC (TREXLERTOWN PA)
PA
07/25/2000 - 11/14/2008
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
02/09/2000 - 03/28/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/29/1999 - 01/19/2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
IA
Issued 02/10/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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