Unclaimed
Dennis John Cottingham is a financial advisor with Fidelity Brokerage Services LLC. Dennis has over 17 years of experience in the financial services industry. He is registered to sell securities in 53 states and the District of Columbia. Dennis holds the Series 7, Series 9, Series 10 and Series 63 licenses. He is also a registered representative of FINRA. Dennis is committed to providing his clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
10/04/2005 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 10/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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