Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Sweeney is an investment advisor representative at LPL Financial LLC in Cincinnati, Ohio. Dennis has been in the industry since 1970. Dennis has a Series 63 license and a Series 7TO, Series SIE, and Series 1 license. Dennis is registered to provide investment advice in 17 states, including Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kentucky, Maine, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas. Dennis is also a registered independent insurance agent and is part of Sweeney & Associates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
12/12/2000 - Present
LPL Financial LLC (CINCINNATI OH)
MA
01/07/1991 - 11/01/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
OH
01/27/1986 - 11/09/1990
EQUITY ANALYSTS INC. (CINCINNATI OH)
NA
01/14/1977 - 07/25/1989
PROVIDENT MARKETING CORPORATION
NA
11/11/1975 - 07/18/1981
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
06/02/1970 - 01/14/1977
PLA SECURITIES CORPORATION
NA
03/19/1975 - 01/12/1976
HARTFORD EQUITY SALES COMPANY INC.
BC
Issued 09/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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