Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Pettinelli has been in the financial services industry since 1973 and is currently registered with Stratos Wealth Partners, Ltd. in Redwood City, California. Dennis has a variety of designations and licenses including the Series 63, Series 65, Series 51, Series 24, Series 7TO, Series 6TO and SIE. Dennis provides financial planning, pension consulting, portfolio management and educational seminars to individuals, corporations and charitable organizations. Dennis is committed to providing his clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CA
02/13/2024 - Present
Stratos Wealth Partners, Ltd. (REDWOOD CITY CA)
CA
11/02/2018 - 02/28/2024
OSAIC WEALTH, INC. (REDWOOD CITY CA)
CA
02/21/1973 - 11/02/2018
SIGNATOR INVESTORS, INC. (REDWOOD CITY CA)
MA
02/21/1973 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 06/28/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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