Unclaimed
Dennis Meade is a financial advisor with over 25 years of experience in the industry. Dennis is currently registered with Equitable Distributors, LLC and holds Series 63, Series 7 and SIE licenses. Dennis has been with Equitable Distributors since September 2000 and is based out of the Charlotte, North Carolina office. Prior to working at Equitable Distributors, Dennis worked for TIAA-CREF Individual & Institutional Services, Inc. and Fahnestock & Co., Inc. in New York, NY. Dennis is registered to sell securities in 5 states: California, Montana, New Mexico, Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/07/2000 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
10/22/1997 - 08/11/2000
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
03/07/1997 - 08/20/1997
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 03/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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