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Dennis James Meade

Equitable Distributors, LLC

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About Dennis James Meade

Dennis Meade is a financial advisor with over 25 years of experience in the industry. Dennis is currently registered with Equitable Distributors, LLC and holds Series 63, Series 7 and SIE licenses. Dennis has been with Equitable Distributors since September 2000 and is based out of the Charlotte, North Carolina office. Prior to working at Equitable Distributors, Dennis worked for TIAA-CREF Individual & Institutional Services, Inc. and Fahnestock & Co., Inc. in New York, NY. Dennis is registered to sell securities in 5 states: California, Montana, New Mexico, Texas and Washington.

Firm Information

Dennis Meade is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Meade’s Registration & Firm History

NC

09/07/2000 - Present

Equitable Distributors, LLC (Charlotte NC)

NY

10/22/1997 - 08/11/2000

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)

NY

03/07/1997 - 08/20/1997

FAHNESTOCK & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis James Meade.
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