Unclaimed
Dennis Farrar is a financial advisor with over 10 years of experience in the industry. Dennis is currently registered with Transamerica Financial Advisors, Inc. in South Carolina and has previously worked for NYLIFE Securities LLC in Missouri. Dennis is dedicated to providing clients with personalized financial advice to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
SC
05/20/2021 - Present
Transamerica Financial Advisors, Inc. (PIEDMONT SC)
MO
10/15/2019 - 05/06/2021
NYLIFE SECURITIES LLC (CREVE COEUR MO)
BC
Issued 11/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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