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Dennis James Decore

ING Financial Markets LLC

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About Dennis James Decore

Dennis Decore is a securities professional with over 20 years of experience in the financial industry. Dennis is currently registered with ING Financial Markets LLC and has previously been registered with Scotia Capital (USA) Inc., ING Financial Markets LLC, Bear Hunter Structured Products LLC, and Bear Wagner Specialists LLC. Dennis holds Series 7, 24, 55, 57TO, and 79 licenses and a Series 63 state license.

Firm Information

Dennis Decore is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Decore’s Registration & Firm History

NY

09/13/2022 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

07/11/2014 - 09/13/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

05/30/2006 - 07/14/2014

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NY

06/25/2004 - 06/05/2006

BEAR HUNTER STRUCTURED PRODUCTS LLC (NEW YORK NY)

NY

11/13/2002 - 06/23/2004

BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/14/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/17/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dennis James Decore.
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