Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis J. Harp has been in the financial services industry since 1985 and is currently registered with LPL Financial LLC. Dennis's registration began with LPL in February 2024. Dennis previously worked with Edward Jones, MSI Financial Services, Inc., MML Investors Services, LLC, Arbor Court Capital, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Mutual of Omaha Investor Services, Inc., Nationwide Advisory Services, Inc., Buckhead Financial Corporation, and Pruco Securities Corporation. Dennis J. Harp has earned the Series 6, 7, and 63 licenses. Dennis is a Registered Investment Advisor and offers investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. Dennis also provides tax preparation services through TA-Check Financial, Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/07/2024 - Present
LPL Financial LLC (FAIRVIEW PARK OH)
OH
02/03/2017 - 06/03/2023
EDWARD JONES (NORTH RIDGEVILLE OH)
OH
08/30/2011 - 03/02/2017
MSI FINANCIAL SERVICES, INC. (BROADVIEW HEIGHTS OH)
OH
11/26/2007 - 08/23/2011
MML INVESTORS SERVICES, LLC (CLEVELAND OH)
OH
10/19/2007 - 12/07/2007
ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)
OH
12/19/2003 - 05/21/2007
METLIFE SECURITIES INC. (BROADVIEW HEIGHTS OH)
OH
12/19/2003 - 05/21/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROADVIEW HEIGHTS OH)
NE
10/31/1995 - 01/13/2004
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
OH
02/22/1995 - 09/20/1995
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NA
03/24/1994 - 11/30/1994
BUCKHEAD FINANCIAL CORPORATION
NJ
05/10/1984 - 04/12/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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