Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis J. Devane is a financial advisor who has been in the industry since 1989. Dennis is currently registered with Wells Fargo Advisors Financial Network, LLC in Beachwood, OH. Previously, Dennis was with WELLS FARGO CLEARING SERVICES, LLC in Westport, CT. Dennis is a Series 7, Series 3, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/17/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NEW YORK NY)
CT
12/05/2008 - 10/17/2022
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
CT
03/08/1996 - 12/16/2008
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
07/31/1993 - 03/20/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/18/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/09/1990 - 06/28/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
08/28/1989 - 03/29/1990
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 10/21/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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