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Dennis Hong Kim

Rockefeller Financial LLC

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About Dennis Hong Kim

Dennis Hong Kim is a financial professional with over 15 years of experience in the industry. Dennis currently works as a registered representative and investment advisor representative at Rockefeller Financial LLC, where he is registered with both FINRA and the SEC. Dennis has previously held roles at Amur Advisors LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Dennis holds licenses Series 7, 3 and 63.

Firm Information

Dennis Kim is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dennis Kim’s Registration & Firm History

NY

05/06/2024 - Present

Rockefeller Financial LLC (NEW YORK NY)

NY

05/13/2010 - 03/24/2011

AMUR ADVISORS LLC (NEW YORK NY)

NY

03/05/2001 - 06/28/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/02/1996 - 05/19/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/21/2012

Series 3 - National Commodity Futures Examination

BC

Issued 05/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Hong Kim.
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