linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Dennis Holtzapffel

Aldwych Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dennis? Claim Your Profile

About Dennis Holtzapffel

Dennis Holtzapffel is a financial advisor with over 13 years of experience in the financial services industry. Dennis currently works at Aldwych Securities LLC in Stamford, CT. Dennis has a strong track record of success in the financial services industry and holds a variety of licenses and registrations, including Series 7, 24, 63, 79, and SIE. Dennis's previous experience includes positions at Banco do Brasil Securities LLC, Haitong Securities USA LLC, E.S. Financial Services, Inc., Jefferies & Company, Inc., UBS Securities LLC, and ABN AMRO Incorporated. Dennis is committed to providing his clients with the highest level of service and expertise.

Firm Information

Dennis Holtzapffel is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dennis Holtzapffel’s Registration & Firm History

CT

01/28/2021 - Present

Aldwych Securities LLC (Stamford CT)

NY

03/20/2019 - 02/03/2020

BANCO DO BRASIL SECURITIES LLC (NEW YORK NY)

NY

09/28/2016 - 02/21/2018

HAITONG SECURITIES USA LLC (New York NY)

NY

07/05/2012 - 09/05/2014

E.S. FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

04/15/2009 - 01/20/2012

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CT

01/04/2006 - 03/11/2009

UBS SECURITIES LLC (STAMFORD CT)

CT

11/10/1999 - 12/14/2000

ABN AMRO INCORPORATED (STAMFORD CT)

Not sure if Dennis Holtzapffel is right for you?

Licenses & Designations

BC

Issued 03/16/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/1999

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Holtzapffel.
Not sure if Dennis Holtzapffel is right for you?