Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Kay has been working in the financial services industry since August 3, 1975. Dennis is currently registered with Park Avenue Securities LLC in Farmington, CT. Previously, Dennis was registered with AXA Advisors, LLC, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, MIMLIC Sales Corporation, Main Street Management Company, Aetna Life Insurance and Annuity Company, The Minnesota Mutual Life Insurance Company, Home Life Insurance Company, The Paul Revere Variable Annuity Insurance Company, and American Global Investors Corp. Dennis is a Series 7TO, SIE and Series 1 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/01/2010 - Present
Park Avenue Securities LLC (FARMINGTON CT)
CT
12/17/2008 - 04/30/2010
AXA ADVISORS, LLC (WOODBRIDGE CT)
CT
10/31/2005 - 12/02/2008
AIG FINANCIAL ADVISORS, INC. (WOODBRIDGE CT)
AZ
02/23/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
05/03/1999 - 01/26/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/19/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
10/23/1986 - 07/24/1989
MIMLIC SALES CORPORATION
MA
08/23/1985 - 09/16/1985
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NA
06/19/1983 - 09/16/1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
04/11/1980 - 09/10/1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
10/28/1976 - 05/07/1980
HOME LIFE INSURANCE COMPANY
NA
01/02/1976 - 11/04/1976
PAUL REVERE EQUITY SALES COMPANY (THE)
NA
01/02/1976 - 11/04/1976
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
NA
02/18/1969 - 11/04/1971
AMERICAN GLOBAL INVESTORS CORP.
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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