Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Gunderson is a financial advisor registered with Wells Fargo Clearing Services, LLC based in SAINT PAUL, Minnesota. Dennis has been in the financial services industry since September 20, 2010. Dennis holds FINRA Series 63, 66, 7 and SIE licenses. In addition to his current registration, Dennis has previously been registered with Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Dennis is registered to provide investment advice in Arizona, California, Florida, Illinois, Minnesota, New Jersey and Wisconsin. Dennis has 8 years of experience with Charles Schwab & Co., Inc. and 5 years of experience with TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
10/08/2024 - Present
Wells Fargo Clearing Services, LLC (SAINT PAUL MN)
MN
01/26/2022 - 07/03/2023
CHARLES SCHWAB & CO., INC. (St Paul MN)
MN
02/26/2018 - 07/03/2023
TD AMERITRADE, INC. (Saint Paul MN)
MN
09/13/2010 - 02/26/2018
SCOTTRADE, INC. (MAPLEWOOD MN)
BOTH
Issued 06/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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