Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Gregory Collins is a financial advisor at Stifel, Nicolaus & Company, Inc. located in Morristown, NJ. Dennis has been in the securities industry since July 23, 1994. The advisor is currently registered with FINRA as a Registered Representative and an Investment Advisor Representative in New Jersey and as an Investment Advisor Representative in Texas. Dennis Collins is a financial advisor who provides financial planning services, pension consulting, and educational seminars to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/08/2015 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/25/2005 - 08/21/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
10/23/2002 - 05/19/2005
MAXIM GROUP LLC (NEW YORK NY)
NY
01/31/2001 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/24/1995 - 01/31/2001
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
03/21/1995 - 11/07/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
PA
09/12/1994 - 02/16/1995
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
06/22/1994 - 09/14/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 05/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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