Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Megley is a financial professional with over 37 years of experience in the industry. Dennis is currently registered with Oppenheimer & Co. Inc. Dennis has experience with several firms including Cantor Fitzgerald & Co., Bear, Stearns & Co. Inc., Kidder, Peabody & Co. Incorporated, UBS Securities Inc., and E. F. Hutton & Company Inc. Dennis holds a Series 63, SIE, and Series 7 license and is registered in 52 states. Dennis specializes in retirement planning, mutual funds, stocks, bonds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/23/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
06/16/2008 - 09/23/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/13/1994 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/31/1990 - 07/26/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
03/14/1988 - 10/01/1990
UBS SECURITIES INC. (NEW YORK NY)
NA
08/20/1985 - 03/19/1988
E. F. HUTTON & COMPANY INC
BC
Issued 09/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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