Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Gerard Hennessy is an investment advisor representative with Mutual Advisors, LLC. Dennis has been in the securities industry since January 5, 1983. Dennis is registered with the state of Missouri. Dennis has a background in financial planning, portfolio management, and pension consulting. Prior to joining Mutual Advisors, LLC, Dennis was an advisor at First Heartland Capital, Inc. for 23 years. Dennis has a deep understanding of the financial markets and is committed to providing clients with personalized financial advice. Mutual Advisors, LLC is a fee-based financial advisor firm, with approximately $6.9 billion in assets under management. The firm's clients include high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/02/2018 - Present
Mutual Advisors, LLC (Estero FL)
MO
03/11/1994 - 12/21/2017
FIRST HEARTLAND CAPITAL, INC. (CLAYTON MO)
NA
01/27/1986 - 06/15/1999
W. S. GRIFFITH & CO., INC.
CT
07/26/1984 - 06/15/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
01/31/1986 - 10/19/1992
HOME LIFE INSURANCE COMPANY
NA
08/14/1984 - 01/31/1986
SENTRA SECURITIES CORPORATION
NA
01/06/1983 - 08/29/1984
HOME LIFE EQUITY SALES CORP.
IA
Issued 02/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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