Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Gerald Stokley is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Dennis has been working in the financial industry since February 14, 1998. Dennis is licensed in the state of North Carolina and is active in both the broker-dealer and investment advisor space. Dennis is also registered as an investment advisor representative (IAR) in several other states. Dennis offers a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/14/2014 - Present
Raymond James Financial Services Advisors, Inc. (WILMINGTON NC)
NC
08/05/2009 - 04/25/2013
CENTER STREET SECURITIES, INC. (WILMINGTON NC)
NC
01/12/2007 - 06/30/2009
FINANCIAL SECURITY MANAGEMENT, INCORPORATED (WILMINGTON NC)
CO
10/01/2003 - 08/26/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
04/18/1997 - 08/19/2003
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NE
04/08/1996 - 03/26/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
MD
02/20/1996 - 12/31/1996
BANNER FINANCIAL SERVICES GROUP (ROCKVILLE MD)
NC
02/01/1996 - 03/27/1996
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
IA
Issued 07/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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