Unclaimed
Dennis Salzman is a financial advisor with over 45 years of experience in the industry. Dennis is registered with RBC Capital Markets, LLC and is licensed to provide financial advice in several states, including Kansas, Louisiana, and Texas. Dennis has a comprehensive understanding of financial markets and products, and is committed to providing clients with personalized investment strategies. Dennis has held previous positions at DAIN RAUSCHER INCORPORATED, PAINEWEBBER INCORPORATED and A. G. EDWARDS & SONS, INC. Dennis has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
02/19/2010 - Present
RBC Capital Markets, LLC (LEAWOOD KS)
NA
06/26/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NJ
01/31/1980 - 07/01/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/23/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
11/04/1976 - 03/03/1979
A. G. EDWARDS & SONS, INC.
NA
11/04/1975 - 12/01/1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 12/05/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/1980
Series 24 - General Securities Principal Examination
BC
Issued 04/24/1980
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 10/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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