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Dennis Gene Loxterman

Cetera Advisor Networks LLC

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About Dennis Gene Loxterman

Dennis Loxterman is a financial advisor with Cetera Advisor Networks LLC. Dennis has been in the financial services industry since 1999 and is currently registered with the firm.

Firm Information

Dennis Loxterman is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Loxterman’s Registration & Firm History

IA

02/25/2021 - Present

Cetera Advisor Networks LLC (JOHNSTON IA)

PA

02/04/2009 - 04/29/2009

PHOENIX EQUITY PLANNING CORPORATION (PHILADELPHIA PA)

CT

07/18/2000 - 02/04/2009

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

NJ

11/25/1997 - 07/20/2000

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

11/21/1996 - 01/07/1997

WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)

KS

09/27/1995 - 06/12/1996

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

CA

04/01/1993 - 06/24/1994

UNISON CAPITAL GROUP (MOUNTAIN VIEW CA)

IL

06/17/1992 - 07/29/1992

DATRONIC SECURITIES CORPORATION (OAK BROOK IL)

FL

05/10/1990 - 10/19/1990

CRISPIN KOEHLER SECURITIES (TAMPA FL)

AZ

01/15/1988 - 04/10/1989

A.S.A. INVESTMENT COMPANY (TUCSON AZ)

NA

04/14/1987 - 05/21/1987

PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED

NA

11/28/1984 - 03/10/1987

FOX CAPITAL CORPORATION

NA

06/06/1983 - 11/09/1984

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

IA

Issued 10/14/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/21/2020

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Gene Loxterman. Review regulatory record here.
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