Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Gale Stearns is a financial advisor in Greensboro, North Carolina. Dennis has been in the financial services industry since 1981. Dennis is registered as an Investment Advisor Representative with Hightower Advisors, LLC. Dennis has Series 7, 63, 65, 24, 2 and 22 licenses. Dennis is a Certified Financial Planner and a Chartered Financial Consultant. Prior to working at Hightower, Dennis was a partner at Royal Alliance Associates. Dennis is also a partner at Triad Growth Partners, a technology business accelerator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
11/09/2020 - Present
Hightower Advisors, LLC (CHICAGO IL)
AZ
07/15/1991 - 10/05/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
PA
01/16/1981 - 06/27/1991
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 02/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1991
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1991
Series 2 - Non-Member General Securities Examination
BC
Issued 07/20/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/21/1981
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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