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Dennis Fredrick Kobzeff

Riversource Distributors, Inc.

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About Dennis Fredrick Kobzeff

Dennis Kobzeff is a financial advisor with Riversource Distributors, Inc. Dennis is registered with FINRA and the states of California and Minnesota. Dennis's prior experience includes positions with Farmers Financial Solutions, LLC, Sorrento Pacific Financial, LLC, BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., and MML Investors Services, Inc. Dennis holds the Series 6, Series 63, and SIE licenses.

Firm Information

Dennis Kobzeff is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Kobzeff’s Registration & Firm History

MN

07/01/2022 - Present

Riversource Distributors, Inc. (Minneapolis MN)

CA

01/26/2021 - 07/05/2022

FARMERS FINANCIAL SOLUTIONS, LLC (STOCKTON CA)

CA

03/11/2013 - 04/30/2019

SORRENTO PACIFIC FINANCIAL, LLC (MADERA CA)

CA

02/22/2010 - 08/30/2012

BBVA COMPASS INVESTMENT SOLUTIONS, INC (MODESTO CA)

CA

07/09/2007 - 12/23/2009

GUARANTY BROKERAGE SERVICES, INC. (MODESTO CA)

CA

04/19/2007 - 07/02/2007

MML INVESTORS SERVICES, INC. (SACRAMENTO CA)

CA

08/18/2004 - 04/20/2007

FORESTERS EQUITY SERVICES, INC. (MODESTO CA)

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Licenses & Designations

BC

Issued 09/09/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Fredrick Kobzeff.
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