Unclaimed
Dennis Kobzeff is a financial advisor with Riversource Distributors, Inc. Dennis is registered with FINRA and the states of California and Minnesota. Dennis's prior experience includes positions with Farmers Financial Solutions, LLC, Sorrento Pacific Financial, LLC, BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., and MML Investors Services, Inc. Dennis holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
07/01/2022 - Present
Riversource Distributors, Inc. (Minneapolis MN)
CA
01/26/2021 - 07/05/2022
FARMERS FINANCIAL SOLUTIONS, LLC (STOCKTON CA)
CA
03/11/2013 - 04/30/2019
SORRENTO PACIFIC FINANCIAL, LLC (MADERA CA)
CA
02/22/2010 - 08/30/2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC (MODESTO CA)
CA
07/09/2007 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (MODESTO CA)
CA
04/19/2007 - 07/02/2007
MML INVESTORS SERVICES, INC. (SACRAMENTO CA)
CA
08/18/2004 - 04/20/2007
FORESTERS EQUITY SERVICES, INC. (MODESTO CA)
BC
Issued 09/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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