Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Baker is a financial advisor with over 30 years of experience in the industry. Dennis currently works at Osaic Wealth, Inc. and is registered with FINRA and in multiple states. Dennis is also a Certified Financial Planner. Dennis has worked at several other firms throughout their career including Woodbury Financial Services, Inc., Harbour Investments, Inc. and Hochman & Baker Securities, Inc. Dennis holds the Series 6, Series 7, and Series 66 licenses. Dennis has a diverse background and specializes in multiple areas of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
01/19/2024 - Present
Osaic Wealth, Inc. (VERONA WI)
WI
12/16/2005 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (VERONA WI)
WI
07/11/2000 - 12/20/2005
HARBOUR INVESTMENTS, INC. (MADISON WI)
CT
10/24/1991 - 07/11/2000
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BOTH
Issued 06/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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