Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Frank Kratohwil has been in the financial industry since August 26, 1981. Dennis is currently registered with Northwestern Mutual Investment Services, LLC. Dennis has been a registered representative since August 27, 1981. Prior to that, Dennis worked for Robert W. Baird & Co. Incorporated and Ogilvie & Taylor Securities Corporation. Dennis holds a Series 63 license and has passed the SIE and Series 6 exams. Dennis is currently registered in Florida, Illinois, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
08/27/1981 - Present
Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)
WI
07/07/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
06/28/1985 - 12/19/1986
OGILVIE & TAYLOR SECURITIES CORPORATION
BC
Issued 06/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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