Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Competiello is a registered representative with SG Americas Securities, LLC. Dennis has been in the securities industry since 1999 and holds the Series 7 and Securities Industry Essentials Exam (SIE) licenses. Dennis has previously worked for UBS Financial Services Inc., UBS International Inc. and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/12/2018 - Present
SG Americas Securities, LLC (NEW YORK NY)
NJ
06/04/2001 - 07/10/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
12/20/1999 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 07/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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