Invested Better
Unclaimed

Unclaimed

Unclaimed

Dennis Francis Judge

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dennis? Claim Your Profile

About Dennis Francis Judge

Dennis Francis Judge is a registered investment advisor representative with Cetera Investment Advisers LLC. Dennis has over 30 years of experience in the financial services industry. Dennis has been registered with the state of New Jersey since 2005. Dennis also holds Series 6 and SIE licenses and has been a registered representative with Cetera Financial Specialists LLC and Cambridge Investment Research, Inc. in the past. Dennis is also a tax accountant and has been preparing tax returns since 1978. Dennis is a trusted advisor and can help you with a variety of financial planning needs.

Firm Information

Dennis Judge is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dennis Judge’s Registration & Firm History

NJ

10/07/2021 - Present

Cetera Investment Advisers LLC (GIBBSBORO NJ)

NJ

10/13/2005 - 10/24/2005

C. J. M. PLANNING CORP. (POMPTON LAKES NJ)

IA

05/26/2000 - 10/21/2005

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

SC

01/09/1996 - 06/04/2000

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

TX

03/14/1988 - 01/15/1996

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

Not sure if Dennis Francis Judge is right for you?

Licenses & Designations

BC

Issued 11/03/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dennis Francis Judge. Review regulatory record here.
Not sure if Dennis Francis Judge is right for you?